Municipal Securities Rulemaking Board - PDFSEARCH.IO - Document Search Engine

Municipal Securities Rulemaking Board
Results: 1131

#	Item
711	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 16, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-19 10:28:46 Finance Securities United States securities law Financial regulation United States Securities and Exchange Commission Municipal Securities Rulemaking Board Depository Trust & Clearing Corporation U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Financial system Self-regulatory organizations
712	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 27, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-28 09:32:57 Financial regulation Financial Industry Regulatory Authority Business Finance U.S. Securities and Exchange Commission Registered representative Securities Exchange Act Municipal Securities Rulemaking Board Financial adviser United States securities law Self-regulatory organizations Financial economics
713	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-23 11:48:23 Financial regulation U.S. Securities and Exchange Commission Securities Exchange Act Federal Rules of Civil Procedure Financial system Government Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board
714	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-05 16:57:10 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Law Government Securities Exchange Act Self-regulatory organization Rulemaking United States securities law Municipal Securities Rulemaking Board Financial regulation
715	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 21, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-24 12:06:15 Bonds Self-regulatory organizations Auction rate security Securities Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Security Municipal bond Auction Financial economics Economics Business
716	Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40; Rel. No[removed], File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-01 18:04:18 Financial regulation Law U.S. Securities and Exchange Commission Government Securities Exchange Act Rulemaking Tower Amendment Electronic Municipal Market Access Self-regulatory organizations Municipal Securities Rulemaking Board United States securities law
717	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 21, 2003 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Rel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-20 16:47:37 Financial economics Financial regulation Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Securities Exchange Act Telemarketing Broker-dealer Net capital rule Business Self-regulatory organizations United States securities law
718	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program; Rel. No[removed], File No. SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 15:19:14 United States Securities and Exchange Commission Financial regulation Economy of the United States Law Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Municipal Securities Rulemaking Board Financial Industry Regulatory Authority United States securities law Self-regulatory organizations 73rd United States Congress
719	Order Granting Approval of a Proposed Rule Change Filing by the Municipal Securities Rulemaking Board to Amend Rule A-14, on Annual Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-27 12:27:11 Financial regulation Self-regulatory organizations Municipal Securities Rulemaking Board Financial system U.S. Securities and Exchange Commission Securities Exchange Act Securities Act Economy of the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
720	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]April 23, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-24 14:15:19 Business Municipal Securities Rulemaking Board Law 73rd United States Congress United States Securities and Exchange Commission Marketing U.S. Securities and Exchange Commission Securities Exchange Act Franchising Electronic Municipal Market Access Financial regulation United States securities law

UPDATE